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SEC filings insight, ISSN 2574-7266, 10/2020, Volume 26, Issue 20, pp. 10 - 13
... * Code Chain New Continent Ltd Meeting Date: & State: NV mdash; Market: Nasdaq SIC No.: 5084 In a recent information statement, Code Chain New Continent Ltd... 
Incentive plans | Institutional investments | Stockholders | Equity stake | Shareholder voting | Shareholder meetings | Proxy statements | Stock prices | Apartments | Stock market delistings | Subsidiaries | Agreements | Shareholder approval | Business combinations | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 08/2020, Volume 26, Issue 15, pp. 10 - 12
HancockJaffe seeks approval of authority to effect a reverse stock split * Hancock Jaffe Laboratories, Inc. Meeting Date: - Market: Nasdaq State: DE SIC No.:... 
Incentive plans | Pandemics | Laboratories | Market prices | Stockholders | Equity | Stock splits | Shareholder voting | Carbon | Shareholder meetings | Proxy statements | COVID-19 | Energy | Audited financial statements | Unaudited financial statements | Shareholder approval
Journal Article
SEC filings insight, ISSN 2574-7266, 09/2020, Volume 26, Issue 17, pp. 11 - 13
Nasdaq suggests in its guidance that a change of control occurs, subject to certain limited exceptions, if after a transaction a person or entity holds 20% or... 
Incentive plans | Stock options | Stockholders | Employees | Asset acquisitions | Agreements | Shareholder approval | Shareholder voting | Proxy statements | Pharmaceuticals | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 10/2020, Volume 26, Issue 19, pp. 8 - 10
... information statement, Samsara Luggage, Inc. majority shareholders agreed by written consent in lieu of a special meeting to amend the company's articles of incorporation... 
Incentive plans | Convertible debentures | Incorporation | State laws | Stockholders | Put & call options | Shareholder voting | Proxy statements | Stock rights | Charters | Corporate governance | Business combinations | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 08/2020, Volume 26, Issue 16, pp. 8 - 10
[...]two former portfolio managers were replaced by employees of FAV. [...]management is recommending the replacement of Franklin Templeton Institutional, LLC,... 
Corporate profiles | Institutional investments | Initial public offerings | Stockholders | Trust funds | Appointments & personnel changes | Asset acquisitions | Stock splits | Shareholder approval | Proxy statements | Portfolio management | Business combinations
Journal Article
SEC filings insight, ISSN 2574-7266, 06/2020, Volume 26, Issue 11, pp. 8 - 10
... No.: 1000 In a recent information statement, Gryphon Resources, Inc. majority shareholders agreed by written consent to a 10-for-one reverse stock split... 
Incentive plans | Incorporation | Corporate profiles | Institutional investments | Stock options | Stock exchanges | Stockholders | Stock splits | Proxy statements | Flexibility | Financial services | Business plans | Stock rights | COVID-19 | Corporate governance | Recapitalization | Restricted stock | Marijuana | Shareholder approval | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 05/2020, Volume 26, Issue 10, pp. 8 - 11
... No.: 7310 In a recent information statement, New Asia Holdings, Inc. majority shareholders agreed by written consent to amend the company's articles of incorporation to change the corporation's name from New Asia to Digital Alliance Holdings, Inc... 
Corporate profiles | Stockholders | Stock splits | Proxy statements | Shareholder voting | Shareholder meetings | Name changes | COVID-19 | Subsidiaries | Agreements | Shareholder approval | Alzheimers disease | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 07/2020, Volume 26, Issue 13, pp. 8 - 10
... information statement, Facebook, Inc. majority shareholders agreed by written consent to amend the company's restated certificate of incorporation to implement certain... 
Incentive plans | Incorporation | Corporate profiles | Compliance | Private placement | Equity | Stockholders | Limited partnerships | Stock splits | Shareholder voting | Proxy statements | Digital broadcasting | Privacy | Digital media | Charters | REITs | Investments | Potash | C corporations | Agreements | Shareholder approval | Portfolio management | Business combinations
Journal Article
SEC filings insight, ISSN 2574-7266, 04/2020, Volume 26, Issue 7, pp. 8 - 11
... No.: 3751 The proxy statement is being furnished by Impala Asset Management LLC, Impala Master Fund Ltd., and Robert J. Bishop (the Impala parties... 
Incentive plans | Nominations | Stock options | Equity financing | Stockholders | Employees | Coronaviruses | Proxy statements | Shareholder voting | Working capital | COVID-19 | Debt financing | Corporate governance | Chief executive officers | Agreements | Business combinations | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 05/2020, Volume 26, Issue 9, pp. 8 - 11
DermTech seeks approval of benefit plans, share issuance and article amendment * DermTech, Inc. Meeting Date: 5/26/20 State: DE Market: Nasdaq SIC No.: 8071 At... 
Incentive plans | Wages & salaries | Bank acquisitions & mergers | Pandemics | Stock options | State laws | Stockholders | Employees | Coronaviruses | Proxy statements | Shareholder voting | Shareholder meetings | Stock prices | COVID-19 | Net income | Donations | Shareholder approval | Business combinations | Pharmaceuticals
Journal Article
SEC filings insight, ISSN 2574-7266, 02/2020, Volume 26, Issue 4, pp. 7 - 10
Camber Energy seeks approval to increase authorized shares in advance of share issuance - Camber Energy, Inc. Meeting Date: - Market: AMEX State: NV SIC No.:... 
Incentive plans | Costs | Stock options | Original issue discount | Stockholders | Equity | Employees | Proxy statements | Debt financing | Investments | Agreements | Shareholder approval | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 03/2020, Volume 26, Issue 5, pp. 8 - 11
Hornbeck needs approval to commence exchange offers and cash tender offer - Hornbeck Offshore Services Inc. Meeting Date: - Market: NYSE State: DE SIC No.:... 
Incorporation | State laws | Stockholders | Proposals | Proxy statements | Shareholder voting | Offshore | Directors | Accountability | Shareholders rights | Shareholder approval | Business combinations | Bankruptcy
Journal Article
SEC filings insight, ISSN 2574-7266, 01/2020, Volume 26, Issue 2, pp. 8 - 10
The CSRs represent the non-transferable contractual right to receive certain stock payments from Menlo if specified events occur within agreed time periods.... 
Limited liability companies | Stockholders | Product development | Agreements | Shareholder approval | Proxy statements | Enterprise content management | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 12/2019, Volume 25, Issue 22, pp. 9 - 12
CPAQ seeks approval of business combination and charter amendment proposals * Gordon Pointe Acquisition Corp. Meeting Date: - State: DE Market: Nasdaq SIC No.:... 
Incentive plans | Nominations | State laws | Amendments | Stockholders | Limited partnerships | Proxy statements | Shareholder voting | Elections | Charters | Directors | Affiliates | Audited financial statements | Breweries
Journal Article
SEC filings insight, ISSN 2574-7266, 02/2020, Volume 26, Issue 3, pp. 10 - 12
Logan and Logan Merger are controlled by Francisco Partners, a technology-focused global private equity firm, and Evergreen Coast Capital Corp., an affiliate... 
Wages & salaries | Loan agreements | Debt restructuring | Stockholders | Equity | Proxy statements | Private equity | Charters | Debt financing | Sales | Losses | Revolving credit | Directors | Compensation plans | Asset acquisitions | Shareholder approval | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 12/2019, Volume 25, Issue 23, pp. 8 - 11
Aytu BioScience needs approval to convert its shares under private placement and asset purchase * Aytu BioScience, Inc. Meeting Date: - State: DE Market:... 
Incentive plans | Franchisees | Nominations | Private placement | Stockholders | Equity | Proposals | Proxy statements | Conversion | Shareholder voting | Shareholder meetings | Debt financing | Equity funds | Investments | Asset acquisitions | Agreements | Franchises | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 11/2019, Volume 25, Issue 20, pp. 9 - 11
Bat Croup needs approval to issue more than 20% of its shares * Bat Group, Inc. Meeting Date: - State: DE Market: Nasdaq SIC No.: 6199 At an upcoming annual... 
Incentive plans | Fees & charges | Executives | Stock options | Investments | Stockholders | Agreements | Proxy statements | Business combinations | Acquisitions & mergers | Stock rights
Journal Article
SEC filings insight, ISSN 2574-7266, 11/2019, Volume 25, Issue 21, pp. 10 - 13
Concurrently with the entry into the merger agreement, Douglas A. Treco, CEO and a director of Ra Pharma, as well as New Enterprise Associates 13, L.P. and RA... 
Incentive plans | Wages & salaries | Private placement | Stockholders | Limited partnerships | Proxy statements | Shareholder voting | Brand names | Debt financing | Energy | Investments | Agreements | Shareholder approval | Business combinations | Acquisitions & mergers
Journal Article
SEC filings insight, ISSN 2574-7266, 10/2019, Volume 25, Issue 18, pp. 8 - 10
... No.: 2834 In a recent consent revocation statement, the board of Progenies Pharmaceuticals, Inc. asked its common shareholders to oppose the Velan Capital, L.P... 
Stock prices | Incentive plans | Dividends | Stock market delistings | Consent | Stockholders | Equity | Agreements | Stock splits | Shareholder meetings | Proxy statements | Acquisitions & mergers
Journal Article
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